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Part Seven - Clinical Trials for Brain Tumor Patients

58.   My doctor told me that I'm “a perfect candidate for a clinical trial,” but I'm not sure what he means by this.  What is a clinical trial?

59.   I'm interested in finding a clinical trial of a new treatment for glioblastoma multiforme. What do I need to know before I enroll in a study? Are clinical trials only conducted at universities and research centers?

60.   What is the difference between an investigational therapy, an "off-label" drug, a complementary therapy, and an alternative therapy?

61.   I am interested in a clinical trial at a research center in another state, but my doctor is opposed to this. He wants me to enter a trial at the medical school in my city, or take standard chemotherapy. What should I do?

62.   I have received three separate chemotherapy drugs, and each seemed to work for several months. I now have an area of new tumor on my MRI scan. I'm interested in a clinical trial, but several of the clinical trials I have seen don't allow patients who have had previous chemotherapy to participate. Why is this?

63.   I have heard about a new treatment that's only available at a clinic overseas. It sounds promising, but how can I find out if it's safe?

64.   I have heard a lot about herbal remedies, shark cartilage, and other non-toxic treatments, but I was told that these treatments haven't been studied in a clinical trial. Is this true?  If it is true, why haven't these treatments been studied?

Feature:   A Sample Clinical Trial: The Preclinical Study

A Sample Clinical Trial: Phase I

A Sample Clinical Trial: Phase II

A Sample Clinical Trial: Phase III

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58.   My doctor told me that I'm “a perfect candidate for a clinical trial,” but I'm not sure what he means by this.  What is a clinical trial?

A clinical trial is a study of patients with similar characteristics designed to answer a specific question or set of questions. Ideally, clinical trials study small populations, but they are intended to yield answers that may be applied to a larger population of similar patients. A clinical trial may study people who have not had a disease but are at risk for developing it. A clinical trial may test the effectiveness of a new drug or study a different way to give an older drug. A clinical trial may ask patients to give blood samples or tissue samples for testing after receiving different doses of a drug. A clinical trial may compare two different types of therapy in two sets of patients to determine which treatment is better tolerated or more effective. There are at least two components common to all clinical trials: a written research plan, or protocol, written for the investigators conducting the study; and the informed consent, which tells the patient what the clinical trial is designed to do and what he or she is expected to do as part of the study.

As in the examples above, not all clinical trials are designed to test new therapies. Although many new drugs or treatment strategies have been studied in a clinical trial, there are many questions unanswered because no clinical trial has yet studied that question.

If your doctor has encouraged you to find out more about clinical trials, and said that you are a "perfect candidate," he is not only paying you a compliment; he's telling you something about your medical condition. A patient who enters a clinical trial must be able to understand the principles of the trial he is considering.  This does not mean that the patient needs a college degree, but it does mean that the patient should not have unrealistic expectations about the purpose of the trial and what the clinical trial will do for him as an individual.  Clinical trials are not written for the benefit of individual patients; they are written to further the development of new treatments for a future population of patients. Also, patients who have severe medical problems that may interfere with the treatment on the trial are not eligible to participate in the study.

59.   I'm interested in finding a clinical trial of a new treatment for glioblastoma multiforme. What do I need to know before I enroll in a study? Are clinical trials only conducted at universities and research centers?

Patients who are interested in enrolling in a clinical trial should be commended!  Participation in a clinical trial can be time-consuming, inconvenient, and expensive, and patients are not paid for their participation.  Some clinical trials may require frequent visits to a clinic or research center. Some trials may require more frequent testing than traditional therapy outside of a clinical trial. Some trials may require surgery or other invasive procedures. However, the only accurate way to answer questions about the side effects and effectiveness of new therapies is with a carefully conducted clinical trial. 

There are several different types of clinical trials. A pilot or feasibility study is a small study of a new therapy or technology that may be very complicated or expensive. This type of study involves a small group of patients. It allows investigators to determine whether a larger trial should be performed. In some cases, the sponsor of a study (the organization that funds the research) will require that the new therapy show promise before allowing a large number of patients to receive it. An example of a pilot study is a trial that studies a group of brain tumor patients who are on the same therapy at two month intervals using MRI, PET, and a new imaging modality. The purpose of the study is to determine whether the new imaging technique provides additional information that may help predict the patient's response to therapy.

Preclinical studies are studies that use live animals to determine if a particular treatment affects the heart, lungs, kidneys, and other organs. Animal models (animals with implanted tumors) are given the treatment to determine whether the treatment kills tumors without harming the animals. Other animal studies are conducted in normal animals to determine the effects of large doses of a drug. This type of study reveals the likely side effects that a human will experience after several months of taking the drug.

A Sample Clinical Trial: The Preclinical Study

A new drug, YZ-1234 is discovered to kill human brain tumor cells in cell cultures. When administered to laboratory mice that have been implanted with human brain tumors, the tumors appear to shrink. YZ-1234 is then administered in larger doses to normal animals to determine its side effects. If any of the animals die after receiving the large doses of YZ-1234, their organs are studied to determine why they died.

A phase I trial usually studies a small group of patients to determine if a new treatment is safe. Patients participating in a phase I study may not have the same type of tumor. In some cases, phase I studies are researching drugs that have not yet been studied in humans and the investigators begin the trial using a fraction of the dose found to be toxic in animals. As patients enter the trial, the doses of the drug are gradually escalated, with a careful review of side effects and laboratory tests. When side effects of the drug are noted more frequently or become more severe, the trial is stopped. Blood and urine tests are obtained during treatment to determine how the dose of the drug given correlates with the level of the drug in the blood and how rapidly the body excretes it. These studies, called pharmacokinetics, are very important in determining the how toxic the drug may be in different patients and whether the drug can be used in patients who are taking other drugs. Remember that phase I trials rarely result in successful control of the patient's tumor. Even when the drug has been very effective in animal studies, the dose that can be tolerated in humans may not kill the tumor.

A Sample Clinical Trial: Phase I

Patients entering a phase I clinical trial of the drug YZ-1234 receive one-tenth of the dose found to be toxic in mice. A small number of patients receiving YZ-1234 at the initial dose have no side effects, so the next group of patients receiving YZ-1234 receives a slightly higher dose. The trial continues until the patients receiving YZ-1234 show abnormalities in their blood tests or side effects that the investigators determine to be toxic but reversible. The YZ-1234 dose that the investigators find to be tolerable is 200 mg per day.

A phase II trial studies a small group of patients, sometimes as few as 14, to determine whether there is a statistical likelihood that a new treatment will be effective against a specific tumor. If the study involves a drug, the dose that was determined to be safe for humans from the phase I trial will be used in all of the patients participating in the phase II trial. To determine whether the treatment is effective, it is important that all of the patients entered on a phase II trial are similar. Most phase II studies require that the patient have measurable disease because there must be a reference for determining whether the tumor is growing, shrinking, or remaining stable. The investigators may also choose to set exclusion criteria, which may limit the patient's number of previous treatments before entering the study. If the new treatment appears promising in a proportion of the initial patients, the study may be expanded to allow more patients to receive the drug.

A Sample Clinical Trial: Phase II

In a phase II trial of YZ-1234, 14 glioblastoma patients who have previously had surgery and radiation therapy, and have evidence of tumor recurrence after radiation therapy receive 200 mg of YZ-1234 per day. After 2 months of treatment, 3 patients have evidence of tumor response (shrinkage), 7 have no change, and 4 have evidence of tumor growth. 

A phase III trial compares two or more kinds of treatment in two or more similar groups of patients. Some phase III trials compare a new treatment that appeared promising in a phase II trial with the more standard therapy. Most phase III studies are randomized trials, meaning that the patients entering the trial are not given a choice of therapy. Instead, they are asked to accept a random chance of receiving either therapy. It is not known by either the investigators or the patients which arm of the trial contains the most effective therapy, although one arm may be less convenient, less toxic, or less expensive. Therefore, it is very important to determine whether there is a definite survival benefit in one arm over the other.

Some phase III trials are placebo-controlled, which would appear to be unfair to patients who are randomized to this group. A placebo often has the same appearance as the "real drug":  the placebo may be a "sugar pill" of the same size and color or an intravenous solution of sugar water. However, some placebo-controlled trials offer the same effective therapy in both arms of the trial, with the new drug or placebo added to detect whether there is any additional benefit. This also allows investigators to determine whether there are subtle side effects of the new therapy. One recent example of a placebo-controlled trial used the Gliadel wafer, which contains the chemotherapy drug carmustine, in one-half of the patients having surgery for glioblastoma. The other glioblastoma patients also had surgery and had a placebo wafer implanted that was identical in appearance to Gliadel. Neither the patients nor their surgeons knew which patients were receiving which wafers because all treatment was coded. At the end of the study, the investigators matched the patients with the treatment they received and determined that, on average, the patients who received Gliadel lived longer. This finding was very important to determine with a placebo-controlled study because all patients had some benefit just by removing the tumor. 

Phase III studies are the largest, most time-consuming, and most expensive clinical trials to conduct. They often require hundreds of patients to detect statistical benefit. Many phase III studies involve multiple research centers and take several years to complete. Phase III studies may have an interim analysis stage, which is designed to detect differences in the two groups before the study has been completed. An interim analysis may suggest such a striking difference in the expected outcome of the patients in the two arms that the investigators decide to stop the study to avoid continuing to treat patients in the least effective way.

A Sample Clinical Trial: Phase III

The new drug YZ-1234 appears to be less toxic and at least as effective as some of the older treatments that have been used in glioblastoma. Therefore, a phase III study of 500 glioblastoma patients is planned. In this study, 250 of the patients will be randomized to receive radiation therapy followed by YZ-1234. The other 250 patients will receive radiation therapy followed by Temodar, which was chosen because it is also an oral drug. It is estimated that the study will take 2 to 3 years to complete.

Patients who are considering enrollment in a clinical trial should understand that clinical trials involve an element of risk. These risks are explained in the informed consent document. The patient should never sign an informed consent if he or she does not understand the question being posed in the clinical trial.

Often the study title contains the phase of the trial and the names of any drugs or treatments being used. For example, the title for the sample clinical trial discussed above would be: "A Phase I Study of YZ-1234 in Patients with Advanced Cancer." The known side effects of the therapy proposed in the clinical trial must be carefully stated in the informed consent. The informed consent usually states that unusual or unforeseen side effects may also occur. The treatment alternatives, including the standard treatments for the disease, must be stated. The investigators must also disclose whether enrollment in the clinical trial would affect the patient's enrollment in future clinical trials. Most clinical trials state that effective contraception must be practiced during treatment in a clinical trial because of a possible risk to an unborn child. 

Enrollment in a clinical trial may be restricted to patients who are "minimally pretreated" because certain drugs may be more toxic to patients who have already had different types of chemotherapy.  For this reason, if you are considering participation in a clinical trial, it is important to consider this early in treatment.

Many universities, regional cancer centers, and community cancer programs participate in clinical trials. Pharmaceutical companies sponsor some clinical trials, private foundations sponsor some, and some are sponsored by the National Cancer Institute (NCI). The NCI provides financial support to cancer centers around the United States that participate in clinical research organizations, such as New Approaches to Brain Tumor Therapy (NABTT), Southwest Oncology Group (SWOG), and Eastern Cooperative Oncology Group (ECOG). In addition, the NCI conducts clinical trials at the National Institutes of Health Clinical Center in Bethesda, Maryland. Clinical trials that are supported by the NCI can be located on the Web at www.cancer.gov/clinical_trials. In addition, many individual cancer centers have Web sites that list their current clinical trials (see Question 100). Finally, Dr. Al Musella's Web portal www.virtualtrials.com contains a very comprehensive listing of clinical trials for brain tumor patients.

60.   What is the difference between an investigational therapy, an "off-label" drug, a complementary therapy, and an alternative therapy?

Investigational therapies or investigational drugs are treatments that are considered experimental or under development in a clinical trial setting. Some investigational drugs have not yet been approved for the treatment of any disease and cannot be obtained outside a clinical trial. Drugs that have been approved by the Food and Drug Administration (FDA) for the treatment of one type of cancer may be considered investigational for the treatment of another type of cancer. Also, drugs that may be approved for intravenous use may be considered investigational when used by another route such as intra-arterially (injected directly into the artery supplying the tumor) or intrathecally (injected into the spinal fluid).  Patients receiving investigational drugs on a clinical trial are allowed to continue taking the drug only if the treatment appears to be effective, as assessed by physical examination and scans. An investigational drug may be supplied free of charge to a patient who is enrolled in a clinical trial, but it is not always free, and the informed consent will specify this. 

An off-label drug is approved by the FDA for one type of treatment but may be prescribed for other conditions. Some drugs may be both investigational and off-label. Because of the time required and the expense of performing clinical trials, only a small fraction of research studies are performed solely to obtain FDA approval for a drug. Some drugs that are widely accepted in brain tumor therapy, such as procarbazine and vincristine, have not been FDA-approved for this use. However, when clinical trials are published demonstrating that a treatment is effective and well-tolerated, doctors are more likely to prescribe the drug off-label. In some cases, insurance coverage does not reimburse for off-label use of the drug, even when the patient's doctor determines that the drug is likely to be beneficial. You should always check with your doctor if you are concerned about whether the drug will be covered by your insurance.

Complementary therapies and alternative therapies encompass a wide variety of treatments, including herbal preparations, vitamin- or nutritional-based regimens, and therapeutic touch. Complementary therapies are used in conjunction with conventional therapy such as surgery, radiation therapy, and chemotherapy. Alternative therapies are used in place of conventional therapy. Some alternative therapies are based on the traditional medicines of other cultures, and others were developed by individual practitioners. A few alternative therapies have been studied in clinical trials. If you are interested in an alternative therapy, ask your doctor whether the treatment has been studied. It is also important to ask how long the treatment is expected to last because some alternative regimens cost hundreds or thousands of dollars a month. It has been estimated that up to 75% of all cancer patients use complementary or alternative therapy at some point during their illness.

Although investigational therapy and alternative therapy are both options for the patient who does not want conventional therapy, there are many differences between the two approaches. Doctors who offer the patient investigational therapy judge the patient's response to treatment by conventional means such as neurological examination and MRI. Patients enrolled in a clinical trial for an investigational therapy may be asked to forego all other treatments (including alternative therapies) that may interfere with the therapy being studied.

Alternative therapies may be prescribed by naturopaths or herbalists who are not licensed to practice medicine and therefore they cannot order radiographic studies to determine response to treatment. Some naturopathic practitioners follow the principle of complementary therapy. They allow chemotherapy or radiation treatment at the same time as the alternative therapy. Many insurance plans do not cover the costs of alternative therapy, even when it has been prescribed by a licensed physician. 

61.   I am interested in a clinical trial at a research center in another state, but my doctor is opposed to this. He wants me to enter a trial at the medical school in my city, or take standard chemotherapy. What should I do?

There are many reasons why doctors do not refer their patients to clinical trials. If you have a good relationship with your local doctor, and that doctor does not want you to participate in a particular clinical trial, make sure you ask why. If you are not happy with your doctor's answer, it is certainly possible to change doctors to find one who is more accepting of the clinical trial you want. Although it is possible to enter a clinical trial in another state without a referral from your doctor, you still need to have a local doctor in case of an emergency.

Some doctors feel that their patients assume that a clinical trial is better than standard therapy, but they know that the trial may not be successful. By definition, a new drug is being studied in a clinical trial because it has not proven superior to standard therapy. Moreover, less is known about a new drug than one that has already been studied and FDA-approved. This is especially true when the clinical trial is a phase I study. 

Some research centers have well-known doctors on staff or new treatments that have received national media attention. However, in most clinical trials, only a few patients have the degree of success that is featured in the media. Your local doctor may be concerned that you are choosing a research center based on its reputation rather than its ability to offer you an appropriate treatment.

Some research centers manage the patient's care with close communication with the local physician, and some do not.  If the clinical trial investigators do not provide information about the investigational drug's side effects to a patient's local doctor, the local doctor is left "out of the loop." This may cause problems if the patient develops life-threatening complications related to the investigational drug and the local physician has not been given any information about the side effects expected. If the patient comes to his hometown emergency room, the local doctor, not the research center doctor, will be called to see the patient. It is hardly surprising that the local physician will be unlikely to refer patients to that center in the future!

Some doctors feel that nearby medical schools should be supported in their research programs, and they may be more familiar with the investigators and the clinical trials offered at the local medical school. Your local doctor may also feel that frequent travel out of state will be more physically taxing on you than you realize. 

It is best to schedule an appointment with your doctor to discuss your concerns. If you are considering conventional therapy after completion of the clinical trial, it is important to keep in touch with your local physician.

62.   I have received three separate chemotherapy drugs, and each seemed to work for several months. I now have an area of new tumor on my MRI scan. I'm interested in a clinical trial, but several of the clinical trials I have seen don't allow patients who have had previous chemotherapy to participate. Why is this?

Clinical trials enroll patients who are very similar -- to level the playing field, so to speak. In a phase II clinical trial, in which the objective of the trial is to test the effectiveness of a new drug, patients who have had no chemotherapy at all often respond better than patients who have had multiple types of chemotherapy. Investigators have a better chance of evaluating the promise of a new drug if patients who are "heavily pre-treated" are not enrolled.

Often an objective of the clinical trial is to determine the potential side effects of a new treatment. When selecting participants for this type of trial, a patient's bone marrow reserve is an important factor. Bone marrow reserve is the term oncologists use to describe the expected recovery of the bone marrow cells -- the cells that develop into the white blood cells, red blood cells, and platelets. This reserve is depleted when patients have had multiple treatment cycles of some chemotherapy drugs (particularly BCNU and CCNU). A patient whose bone marrow has been depleted by previous chemotherapy may require platelet transfusions or growth factors such as Neupogen after every subsequent chemotherapy cycle to help the blood counts return to a normal level. If that patient is included in a clinical trial designed to study the side effects of a new treatment, the new drug may decrease blood cell counts to very low levels.  The patient may require dose reductions of the new drug to continue chemotherapy, which may then lessen the chances that the new drug will be effective.

Very healthy patients with good bone marrow reserve are the favored subjects for clinical trial investigators who are hoping that a highly successful drug can be rapidly approved for general use. Again, it is important to remember that clinical trials are not written to benefit individual patients. They are written to develop new therapeutic strategies.

63.   I have heard about a new treatment that's only available at a clinic overseas. It sounds promising, but how can I find out if it's safe?

There are clinical trials in other countries that follow many of the same rules used for human research in the United States. Laws for the protection of human subjects guarantee that patients will be informed of the potential risks and benefits of participating in a clinical trial. Before considering a clinical trial that takes place in another country, you need to determine whether the treatment offered is funded by a research organization because private insurance probably will not cover the cost.

Clinical trials offered at research institutions in Europe may have reported their results at the Congress of the European Association for Neuro-Oncology. These abstracts can be reviewed by your local oncologist. If you are interested in participating (and you can afford it), your oncologist may be able to contact the principal investigator of the study to determine your eligibility. In some cases, a drug approved for cancer treatment overseas may be legally brought into the United States for treatment of an individual patient.

There are some drugs and therapies available in other countries that are not yet approved in the United States, but you should be careful to distinguish between investigational therapy and "unproven" therapy. "Unproven" therapy in other countries may be offered through "research clinics" that are little more than expensive resorts. 

64.   I have heard a lot about herbal remedies, shark cartilage, and other non-toxic treatments, but I was told that these treatments haven't been studied in a clinical trial. Is this true?  If it is true, why haven't these treatments been studied?

There has been an explosion of interest in so-called "non-toxic" therapies. Patients interested in such therapy can now investigate them and participate in clinical trials at a number of sites. The National Institutes of Health's National Center for Complementary and Alternative Medicine (NCCAM) reports that an estimated $27 billion is spent on alternative and complementary therapies, such as herbal supplements, vitamins, plant extracts, shark cartilage, and hundreds of others. Some, but not all, supplements have been studied. Reviews of the results of these trials are now available.

Dr. Stephen Tomasovic, professor of molecular and cellular oncology, has compiled a list of complementary and alternative therapies and reviews of the scientific data, including the results of animal studies and clinical trials. This information is available on the Web at www.mdanderson.org/departments/CIMER. The list includes traditional Chinese medicine, herbal and plant therapies, biologic agents, special diets, and energy therapies. In addition, the site contains information regarding drug interactions, a glossary of terms, and a "Frequently Asked Questions" section.

In the past, researchers who were interested in studying herbal supplements or non-traditional therapy had difficulty attracting funding for animal studies and clinical trials. There are now a number of sources of funding for such trials, including research grants through the National Institutes of Health. Patients who are interested in clinical trials for complementary and alternative therapies must be willing to forego other treatments while on the clinical trial to avoid confusing the results of the study.

M.L.'s comment:

Early on, my husband read about clinical trials on the Internet. Further research has indicated to us that clinical trials are a very good thing. Participation in a clinical trial was never offered to me, but I understand that my tumor, anaplastic oligodendroglioma, isn't as common, and there were no clinical trials in my area for newly diagnosed tumors. Because the majority of my tumor had been resected through surgery, I wouldn't have been eligible for phase II clinical trials. These trials require visible disease to be present on a patient's MRI. My tumor responded so well to radiation therapy and chemotherapy that I still don't have enough visible disease to quality for a clinical trial... but this is fine by me!

 


 

 

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